Personnel Hong Kong SFC License Details (ID 118179)

Personnel Hong Kong SFC License Details (ID 118179)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2011-04-14	2011-07-18
	Rep	Dealing in securities	2011-04-14	2011-07-18
KGI ASIA LIMITED	Rep	Advising on securities	2010-06-15	2010-10-11
	Rep	Dealing in securities	2010-06-15	2010-10-11
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-09-08	2010-03-10
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2009-09-08	2010-03-10
	Rep	Dealing in securities	2009-09-08	2010-03-10
Emperor Wealth Management Limited	Rep	Advising on securities	2009-09-08	2010-03-10
	Rep	Dealing in securities	2009-09-08	2010-03-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-04-29	2009-08-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-04-29	2009-08-13
	Rep	Advising on securities	2008-03-04	2009-08-13
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-05-11	2008-01-07