Personnel Hong Kong SFC License Details (ID 118193)

Personnel Hong Kong SFC License Details (ID 118193)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-10	2018-04-13
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-06-09	2018-04-13
	Rep	Dealing in securities	2015-06-09	2018-04-13
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2012-07-03	2015-04-30
	Rep	Dealing in securities	2012-07-03	2015-04-30
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-12-23	2012-06-30
	Rep	Dealing in securities	2011-12-23	2012-06-30
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-03-29	2010-03-05
	Rep	Dealing in securities	2006-03-29	2010-03-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-03-29	2010-03-05