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Tuan, Shu Jen 段樹仁 Hong Kong SFC License Details (ID 118194)
Tuan, Shu Jen 段樹仁
SFC ID:
ANG298
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
KGI WEALTH MANAGEMENT LIMITED
RO
Asset management
2008-04-17
2009-03-16
RO
Advising on securities
2006-10-05
2009-03-16
RO
Dealing in securities
2006-10-05
2009-03-16