Personnel Hong Kong SFC License Details (ID 118195)

Personnel Hong Kong SFC License Details (ID 118195)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2019-06-14	2019-06-18
	Rep	Dealing in securities	2019-06-14	2019-06-18
	Rep	Advising on securities	2018-10-12	2018-10-17
	Rep	Dealing in securities	2018-10-12	2018-10-17
	Rep	Advising on securities	2017-10-10	2017-10-16
	Rep	Dealing in securities	2017-10-10	2017-10-16
	Rep	Dealing in securities	2016-10-11	2016-10-17
	Rep	Dealing in securities	2015-06-01	2015-06-05
	Rep	Dealing in securities	2014-11-21	2014-11-28
	Rep	Dealing in securities	2014-03-25	2014-03-28
	Rep	Dealing in securities	2013-08-28	2013-09-04
	Rep	Dealing in securities	2013-05-27	2013-06-03
	Rep	Dealing in securities	2012-08-27	2012-08-31
	Rep	Dealing in securities	2006-03-29	2006-04-05