Personnel Hong Kong SFC License Details (ID 118231)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-08-10	2010-03-22
	Rep	Advising on securities	2007-06-25	2010-03-22
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-04-03	2007-04-28