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Sum, Wai Kam 岑衛琴 Hong Kong SFC License Details (ID 118239)
Sum, Wai Kam 岑衛琴
SFC ID:
ANG484
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PEGASUS FUND MANAGERS LIMITED
Rep
Advising on securities
2006-10-20
2007-03-11
OnePlatform Asset Management Limited
Rep
Advising on securities
2006-05-15
2006-07-08