| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-05-26 | 2009-07-25 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-04-08 | 2009-07-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-04-08 | 2009-07-25 |
| Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2006-11-04 | 2007-03-09 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-04-06 | 2006-06-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-04-06 | 2006-06-22 |