Personnel Hong Kong SFC License Details (ID 118255)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2016-03-02	2017-10-07
	Rep	Dealing in securities	2015-07-16	2017-10-07
CAIIS Limited	Rep	Advising on securities	2008-03-10	2008-03-26
	Rep	Dealing in securities	2008-03-10	2008-03-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-05-11	2006-06-14