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Kennedy, Stephen Paca Hong Kong SFC License Details (ID 118268)
Kennedy, Stephen Paca
SFC ID:
ANG616
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ANZ Securities (HK) Limited
RO
Dealing in securities
2012-11-19
2013-11-08
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in futures contracts
2006-04-07
2011-01-12
Rep
Dealing in securities
2006-04-07
2011-01-12