Cheng, Andrew Wai Lun 鄭偉倫 Hong Kong SFC License Details (ID 11829)

Cheng, Andrew Wai Lun 鄭偉倫 Hong Kong SFC License Details (ID 11829)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST COMMODITIES COMPANY LIMITED	RO	Advising on futures contracts	2019-12-23	-
	RO	Dealing in futures contracts	2019-12-23	-
UPBEST INVESTMENT COMPANY LIMITED	RO	Securities margin financing	2018-06-29	-
UPBEST SECURITIES COMPANY LIMITED	RO	Advising on securities	2018-06-29	-
	RO	Dealing in securities	2018-06-29	-
UPBEST COMMODITIES COMPANY LIMITED	Rep	Asset management	2003-04-01	2004-03-16
	Rep	Advising on futures contracts	2003-04-01	2019-12-23
	Rep	Dealing in futures contracts	2003-04-01	2019-12-23
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	-
	Rep	Asset management	2003-04-01	-
	Rep	Advising on securities	2003-04-01	2018-06-29
	Rep	Dealing in securities	2003-04-01	2018-06-29