Personnel Hong Kong SFC License Details (ID 11830)

Personnel Hong Kong SFC License Details (ID 11830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST ASSETS MANAGEMENT LIMITED	RO	Advising on corporate finance	2010-10-12	-
	RO	Asset management	2008-04-01	-
	RO	Advising on securities	2008-01-04	-
UPBEST COMMODITIES COMPANY LIMITED	RO	Advising on futures contracts	2008-01-04	-
	RO	Dealing in futures contracts	2008-01-04	-
UPBEST INVESTMENT COMPANY LIMITED	RO	Securities margin financing	2008-01-04	-
UPBEST SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2008-01-04	-
	RO	Advising on securities	2008-01-04	-
	RO	Asset management	2008-01-04	-
	RO	Dealing in securities	2008-01-04	-
UPBEST ASSETS MANAGEMENT LIMITED	Rep	Advising on securities	2004-11-26	2008-01-04
	Rep	Asset management	2004-11-26	2008-04-01
UPBEST COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	2004-11-26	2008-01-04
	Rep	Dealing in futures contracts	2004-11-26	2008-01-04
UPBEST INVESTMENT COMPANY LIMITED	Rep	Securities margin financing	2004-11-26	2008-01-04
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2004-11-26	2008-01-04
	Rep	Advising on securities	2004-11-26	2008-01-04
	Rep	Asset management	2004-11-26	2008-01-04
	Rep	Dealing in securities	2004-11-26	2008-01-04