Neruda, Keith Francis

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALETHEIA TECHNOLOGIES LIMITED (HK)	RO	Advising on securities	2011-11-17	2012-12-31
	Rep	Advising on securities	2011-10-17	2011-11-17
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2010-12-16	2011-05-31
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-04-26	2008-07-03

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALETHEIA TECHNOLOGIES LIMITED (HK)	RO	Advising on securities	2011-11-17	2012-12-31
	Rep	Advising on securities	2011-10-17	2011-11-17
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2010-12-16	2011-05-31
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-04-26	2008-07-03