| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-11-28 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-11-28 | - |
| Rep | Dealing in securities | 2022-11-28 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-10-21 | 2022-05-03 |
| Rep | Dealing in securities | 2020-10-21 | 2022-05-03 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2016-05-27 | 2018-07-14 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-07-29 | 2014-12-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-04-22 | 2014-12-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-04-22 | 2014-12-31 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-10-07 | 2014-04-06 |
| Rep | Dealing in securities | 2011-10-07 | 2014-04-06 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-03 | 2011-04-27 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-03 | 2011-04-27 |
| HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2006-06-30 | 2011-04-27 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-06-30 | 2011-04-27 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-30 | 2011-04-27 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-04-19 | 2006-06-13 |