Kawakita, Tadakatsu 川北忠勝

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2013-02-01	2014-01-27
	Rep	Dealing in securities	2013-02-01	2014-01-27
	RO	Dealing in futures contracts	2012-02-02	2013-02-01
	RO	Dealing in securities	2012-02-02	2013-02-01
	Rep	Dealing in futures contracts	2011-10-27	2012-02-02
	Rep	Dealing in securities	2011-10-27	2012-02-02
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2009-09-23	2011-05-06
	Rep	Dealing in futures contracts	2009-09-23	2011-05-06
	Rep	Dealing in securities	2009-09-23	2011-05-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-04-19	2006-04-26

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2013-02-01	2014-01-27
	Rep	Dealing in securities	2013-02-01	2014-01-27
	RO	Dealing in futures contracts	2012-02-02	2013-02-01
	RO	Dealing in securities	2012-02-02	2013-02-01
	Rep	Dealing in futures contracts	2011-10-27	2012-02-02
	Rep	Dealing in securities	2011-10-27	2012-02-02
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2009-09-23	2011-05-06
	Rep	Dealing in futures contracts	2009-09-23	2011-05-06
	Rep	Dealing in securities	2009-09-23	2011-05-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-04-19	2006-04-26