| BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | personnel.sfcLicenses.activities.13 | 2024-10-02 | 2024-12-02 |
| Zero2IPO Securities Limited | RO | Dealing in securities | 2022-10-17 | 2023-05-05 |
| Rep | Dealing in securities | 2022-09-22 | 2022-10-17 |
| SDHG International Securities Limited | RO | Dealing in securities | 2019-09-16 | 2021-02-05 |
| Rep | Dealing in securities | 2019-08-08 | 2019-09-16 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2019-01-03 | 2019-05-03 |
| Rep | Dealing in futures contracts | 2018-04-10 | 2019-01-03 |
| CHINA CIFCO SECURITIES CO., LIMITED | RO | Advising on securities | 2018-02-02 | 2019-05-03 |
| RO | Dealing in securities | 2018-02-02 | 2019-05-03 |
| Vantage New Generation Securities Limited | RO | Advising on securities | 2017-08-08 | 2018-01-19 |
| RO | Dealing in securities | 2017-08-08 | 2018-01-19 |
| Rep | Advising on securities | 2017-07-31 | 2017-08-08 |
| Rep | Dealing in securities | 2017-07-31 | 2017-08-08 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-25 | 2014-09-20 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-25 | 2014-09-20 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2009-10-15 | 2011-09-03 |
| Rep | Dealing in securities | 2009-10-15 | 2011-09-03 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-09-01 | 2009-09-22 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-01 | 2009-09-22 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-09-03 | 2009-08-23 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-07-25 | 2009-08-23 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-04-19 | 2007-05-26 |