| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited | Rep | Advising on futures contracts | 2006-04-24 | 2006-05-26 |
| Rep | Advising on securities | 2006-04-24 | 2008-12-05 | |
| Rep | Asset management | 2006-04-24 | 2008-12-05 | |
| Rep | Dealing in securities | 2006-04-24 | 2008-12-05 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | Advising on futures contracts | 2006-04-24 | 2006-05-26 |
| Rep | Advising on securities | 2006-04-24 | 2008-09-01 | |
| Rep | Asset management | 2006-04-24 | 2008-09-01 | |
| Rep | Dealing in securities | 2006-04-24 | 2008-09-01 |