Personnel Hong Kong SFC License Details (ID 118419)

Personnel Hong Kong SFC License Details (ID 118419)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-07-29	2011-01-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-03-26	2011-01-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-03-26	2011-01-01
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2006-10-13	2007-02-01
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2006-10-13	2007-02-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-04-27	2006-10-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-04-27	2006-10-06