Personnel Hong Kong SFC License Details (ID 11843)

Personnel Hong Kong SFC License Details (ID 11843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2006-01-25	2014-01-24
	Rep	Dealing in securities	2006-01-25	2014-01-24
	RO	Dealing in futures contracts	2004-05-31	2006-01-25
JS SECURITIES LIMITED (HK)	RO	Advising on corporate finance	-	2004-05-31
	RO	Advising on securities	-	2004-05-31
	RO	Asset management	-	2004-05-31
	RO	Providing automated trading services	-	2004-05-31
	RO	Dealing in securities	-	2006-01-25
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on corporate finance	-	2004-05-31
	RO	Advising on securities	-	2004-05-31
	RO	Asset management	-	2004-05-31
	RO	Providing automated trading services	-	2004-05-31
	RO	Dealing in securities	-	2006-01-25
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Dealing in futures contracts	-	2005-11-30