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Stephens, Clifford Peter Hong Kong SFC License Details (ID 118455)
Stephens, Clifford Peter
SFC ID:
ANI824
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in futures contracts
2006-05-10
2009-04-27
Rep
Dealing in securities
2006-05-10
2009-04-27