| Nomura Asia Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2006-06-29 | 2009-04-20 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2006-06-29 | 2009-04-20 |
| RO | Advising on futures contracts | 2006-06-29 | 2009-04-20 |
| RO | Advising on securities | 2006-06-29 | 2009-04-20 |
| RO | Dealing in futures contracts | 2006-06-29 | 2009-04-20 |
| RO | Dealing in securities | 2006-06-29 | 2009-04-20 |
| NOMURA SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2006-06-29 | 2009-04-20 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-04-28 | 2006-06-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-04-28 | 2006-06-29 |
| Rep | Advising on futures contracts | 2006-04-28 | 2006-06-29 |
| Rep | Advising on securities | 2006-04-28 | 2006-06-29 |
| Rep | Dealing in futures contracts | 2006-04-28 | 2006-06-29 |
| Rep | Dealing in securities | 2006-04-28 | 2006-06-29 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-28 | 2006-06-29 |