Personnel Hong Kong SFC License Details (ID 118513)

Personnel Hong Kong SFC License Details (ID 118513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2015-09-17
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2012-07-10	2013-07-24
	Rep	Dealing in securities	2012-07-10	2015-09-17
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-07-10	2015-09-17
	Rep	Dealing in securities	2012-07-10	2015-09-17
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-05-11	2009-12-31
	Rep	Dealing in securities	2006-05-11	2009-12-31
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-05-11	2009-12-31
	Rep	Dealing in futures contracts	2006-05-11	2009-12-31