Personnel Hong Kong SFC License Details (ID 118520)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-11-27	2007-09-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-11-27	2007-09-22
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2006-05-15	2006-11-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-05-15	2006-11-16
	Rep	Dealing in securities	2006-05-15	2006-11-16