Personnel Hong Kong SFC License Details (ID 118560)

Personnel Hong Kong SFC License Details (ID 118560)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2013-01-17	2015-04-04
	Rep	Advising on securities	2013-01-17	2015-04-04
	Rep	Dealing in securities	2013-01-17	2015-04-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-10-10	2009-01-15
	Rep	Dealing in securities	2008-10-10	2009-01-15
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2006-05-17	2008-09-29
	Rep	Dealing in securities	2006-05-17	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-05-17	2008-09-29