Personnel Hong Kong SFC License Details (ID 118591)

Personnel Hong Kong SFC License Details (ID 118591)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2016-09-13	2016-09-24
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-08-06	2016-09-24
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-03	2011-01-12
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-07-04	2011-01-12
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-04	2010-09-03
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-05-22	2007-05-02
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2006-05-22	2007-05-02