Personnel SFC Licences and HKMA Registrations (ID 118618)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VS PARTNERS (HONG KONG) CO., LIMITED	RO	Advising on securities	2020-03-25	-
	RO	Asset management	2020-03-25	-
FountainCap Research & Investment (Hong Kong) Co., Limited	RO	Asset management	2018-01-23	2019-08-30
	RO	Advising on securities	2017-02-09	2019-08-30
	Rep	Asset management	2015-06-15	2018-01-23
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2012-03-10
	Rep	Advising on securities	2012-01-13	2012-03-10
	Rep	Dealing in securities	2012-01-13	2012-03-10
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2008-06-30	2010-03-02
	Rep	Advising on corporate finance	2008-05-22	2010-03-02
	Rep	Dealing in securities	2008-05-22	2010-03-02
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-05-25	2008-03-11
	Rep	Dealing in securities	2006-05-25	2008-03-11
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-05-25	2008-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.