| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-10 | 2015-12-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-09-10 | 2015-12-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-10 | 2015-12-01 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2015-08-10 | 2015-08-19 |
| Rep | Dealing in securities | 2015-08-10 | 2015-08-19 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-08-21 | 2013-12-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-04-13 | 2013-12-31 |
| iBest Consultants Limited | Rep | Asset management | 2010-06-23 | 2011-04-26 |
| Rep | Dealing in securities | 2009-04-24 | 2011-04-26 |
| Rep | Advising on securities | 2008-03-20 | 2011-04-26 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-07-06 | 2008-01-10 |