Personnel Hong Kong SFC License Details (ID 118651)

Personnel Hong Kong SFC License Details (ID 118651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2011-09-27	2012-03-01
	Rep	Dealing in securities	2011-09-27	2012-03-01
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2009-07-16	2010-09-22
	Rep	Advising on securities	2009-07-16	2010-09-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2009-07-16	2010-09-22
	Rep	Advising on securities	2009-07-16	2010-09-22
	Rep	Dealing in securities	2009-07-16	2010-09-22
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-03-23	2010-09-22
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-03-23	2009-06-17
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2006-05-29	2007-02-28