Personnel Hong Kong SFC License Details (ID 118667)

Personnel Hong Kong SFC License Details (ID 118667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ord Minnett Hong Kong Limited	Rep	Advising on securities	2015-11-17	2017-06-30
	Rep	Dealing in securities	2015-11-17	2017-06-30
	RO	Advising on securities	2014-01-17	2015-11-17
	RO	Dealing in securities	2013-01-15	2015-11-17
CBH Asia Limited	Rep	Advising on securities	2011-11-22	2012-08-17
	Rep	Asset management	2011-11-22	2012-08-17
	Rep	Dealing in securities	2011-11-22	2012-08-17
Belvest Investment Services Limited	Rep	Advising on securities	2006-07-27	2008-04-30
	Rep	Asset management	2006-07-27	2008-04-30