Personnel Hong Kong SFC License Details (ID 118693)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	Rep	Advising on securities	2017-10-17	2018-10-25
BOCI SECURITIES LIMITED	Rep	Advising on securities	2011-10-07	2012-12-17
	Rep	Dealing in securities	2011-10-07	2012-12-17
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2006-07-27	2007-07-17