Personnel Hong Kong SFC License Details (ID 118694)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2008-06-19	2009-04-17
	Rep	Dealing in securities	2008-06-19	2009-04-17
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2006-12-04	2008-05-13
	Rep	Dealing in securities	2006-12-04	2008-05-13
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-06-08	2006-09-17
	Rep	Advising on securities	2006-06-08	2006-09-17
	Rep	Dealing in securities	2006-06-08	2006-09-17