Personnel Hong Kong SFC License Details (ID 118703)

Personnel Hong Kong SFC License Details (ID 118703)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Channel 8 Wealth Management Limited	Rep	Advising on securities	2010-03-19	2011-08-07
	Rep	Dealing in securities	2010-03-19	2011-08-07
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2009-10-09	2010-02-08
Arta Asset Management Limited	Rep	Advising on securities	2009-05-11	2010-02-08
CASH Wealth Management Limited	Rep	Advising on securities	2008-03-25	2009-04-14
BOCI SECURITIES LIMITED	Rep	Advising on securities	2008-01-18	2008-02-05
CASH Wealth Management Limited	Rep	Advising on securities	2006-06-28	2007-12-31