| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-10-10 | 2018-09-21 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-31 | 2018-09-21 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-08-20 |
| Rep | Dealing in securities | 2008-10-13 | 2011-08-20 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2011-08-20 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2006-06-08 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2006-06-08 | 2009-07-31 |
| Rep | Dealing in securities | 2006-06-08 | 2009-07-31 |