| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2021-12-16 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-10-11 | - |
| RO | Dealing in securities | 2016-08-22 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-04-18 | 2021-12-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-04-18 | 2016-08-22 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2016-01-07 |
| Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2006-06-15 | 2008-04-03 |
No HKMA registrations in the collected records.