Personnel Hong Kong SFC License Details (ID 118803)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-07-14	-
	Rep	Dealing in securities	2021-07-14	-
Segantii Capital Management Limited	Rep	Asset management	2018-09-17	2019-05-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-11-27	2018-06-15
	Rep	Dealing in securities	2017-11-27	2018-06-15
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2016-10-14
	Rep	Dealing in securities	2012-06-04	2016-10-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-06-04	2013-08-31
	Rep	Dealing in securities	2012-06-04	2013-08-31
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2011-12-01	2012-03-31
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-11-20	2011-09-03
	Rep	Dealing in securities	2010-11-20	2011-09-03
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-07-30	2011-09-03
	Rep	Dealing in securities	2010-07-30	2011-09-03
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2006-12-04	2010-04-22
	Rep	Advising on securities	2006-12-04	2010-04-22
	Rep	Providing automated trading services	2006-06-19	2010-04-22
	Rep	Dealing in securities	2006-06-19	2010-04-22
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-06-19	2010-04-22
	Rep	Dealing in futures contracts	2006-06-19	2010-04-22
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-06-19	2010-04-22