Personnel SFC Licences and HKMA Registrations (ID 118805)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Admiralty Harbour Capital Limited	RO	Advising on corporate finance	2020-02-06	-
	RO	Asset management	2019-07-05	-
	RO	Advising on securities	2019-02-25	-
	RO	Dealing in securities	2019-02-25	-
	Rep	Advising on securities	2018-05-02	2019-02-25
	Rep	Dealing in securities	2018-05-02	2019-02-25
	Rep	Asset management	2018-05-02	2019-04-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-03-30	2009-07-24
	Rep	Advising on securities	2007-03-30	2009-07-24
	Rep	Dealing in securities	2007-03-30	2009-07-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-03-30	2009-07-24
	Rep	Advising on securities	2007-03-30	2009-07-24
	Rep	Dealing in securities	2007-03-30	2009-07-24
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2006-06-22	2007-02-16
	Rep	Advising on securities	2006-06-22	2007-02-16
	Rep	Dealing in securities	2006-06-22	2007-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.