Personnel Hong Kong SFC License Details (ID 118816)

Personnel Hong Kong SFC License Details (ID 118816)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hua Liang Capital Limited	Rep	Advising on corporate finance	2020-05-26	-
Hua Liang Asset Management Limited	RO	Advising on securities	2019-06-03	-
	RO	Asset management	2019-06-03	-
Hua Liang Securities Limited	RO	Advising on futures contracts	2019-06-03	-
	RO	Advising on securities	2019-06-03	-
	RO	Dealing in futures contracts	2019-06-03	-
	RO	Dealing in securities	2019-06-03	-
NNFE International Asset Management Limited	RO	Advising on securities	2018-09-04	2019-04-26
	RO	Asset management	2017-12-07	2019-04-26
Rockhampton Management Limited	Rep	Advising on securities	2011-01-26	2017-05-25
	Rep	Asset management	2011-01-26	2017-05-25
ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2006-06-20	2011-01-26