Personnel Hong Kong SFC License Details (ID 118835)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2009-08-04	2011-06-13
	Rep	Dealing in securities	2009-08-04	2011-06-13
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-08-08	2008-03-15
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2006-06-22	2007-07-28