Personnel Hong Kong SFC License Details (ID 11887)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONGKONG NEW PORT FUND MANAGEMENT LIMITED	RO	Advising on securities	2024-06-18	-
	RO	Asset management	2024-06-18	-
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2022-09-06	2024-06-09
	Rep	Dealing in futures contracts	2022-09-06	2024-06-09
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2022-05-06	2024-06-09
	Rep	Asset management	2022-05-06	2024-06-09
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-05-06	2024-06-09
GRANSING SECURITIES CO., LIMITED	Rep	Advising on securities	2021-06-04	2022-03-04
	Rep	Asset management	2021-06-04	2022-03-04
	Rep	Dealing in securities	2021-06-04	2022-03-04
Beevest Fortune Asset Management Limited	RO	Advising on securities	2019-05-02	2021-01-11
	RO	Asset management	2019-05-02	2021-01-11
GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED	RO	Advising on futures contracts	2008-12-02	2010-06-01
	RO	Advising on securities	2008-12-02	2013-04-01
	RO	Asset management	2008-12-02	2013-04-01
Imperium International Asset Management Limited	RO	Advising on futures contracts	2008-12-02	2013-11-22
	RO	Advising on securities	2008-12-02	2013-11-22
	RO	Asset management	2008-12-02	2013-11-22
KINGDOM INVESTMENT MANAGERS LIMITED	RO	Advising on futures contracts	2008-12-02	2012-12-01
	RO	Advising on securities	2008-12-02	2012-12-01
	RO	Asset management	2008-12-02	2012-12-01
SDHG International Asset Management Limited	RO	Advising on corporate finance	2008-12-02	2019-02-08
	RO	Advising on futures contracts	2008-12-02	2019-02-08
	RO	Advising on securities	2008-12-02	2019-02-08
	RO	Asset management	2008-12-02	2019-02-08
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	RO	Advising on corporate finance	2007-05-03	2007-06-01
	RO	Advising on securities	2007-05-03	2007-06-01
	RO	Dealing in securities	2007-05-03	2007-06-01
AVIA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2003-04-01	2008-11-16
	RO	Asset management	2003-04-01	2008-11-16
CHINA INTERNATIONAL CAPITAL LIMITED	RO	Advising on futures contracts	2003-04-01	2005-02-28
	RO	Advising on securities	2003-04-01	2007-05-01
	RO	Asset management	2003-04-01	2007-05-01