Personnel Hong Kong SFC License Details (ID 118890)

Personnel Hong Kong SFC License Details (ID 118890)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Asset management	2008-01-09	2009-05-01
KGI ASIA LIMITED	RO	Dealing in securities	2006-12-28	2007-06-23
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-12-28	2007-06-23
KGI SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2006-12-28	2007-06-23
AISANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2006-06-27	2007-06-23
KGI ASIA LIMITED	Rep	Dealing in securities	2006-06-27	2006-12-28
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-06-27	2006-12-28