Personnel Hong Kong SFC License Details (ID 118891)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-06-27	2013-07-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-06-27	2013-07-12
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2006-06-28	2008-02-29