Personnel Hong Kong SFC License Details (ID 118920)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2014-10-08	2018-07-09
	Rep	Dealing in securities	2014-10-08	2018-07-09
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2008-04-30	2010-06-26
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2008-04-30	2010-06-26
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-08-17	2010-06-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-06-30	2010-06-26