| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | Advising on securities | 2023-08-18 | - |
| RO | Dealing in securities | 2023-08-18 | - | |
| CNI Securities Group Limited | RO | Advising on securities | 2020-11-04 | 2021-06-11 |
| RO | Dealing in securities | 2020-11-04 | 2021-06-11 | |
| Rep | Advising on securities | 2020-06-17 | 2020-11-04 | |
| Rep | Dealing in securities | 2020-06-17 | 2020-11-04 | |
| PROBITAS HONG KONG LIMITED | RO | Advising on securities | 2009-06-05 | 2020-06-04 |
| RO | Dealing in securities | 2009-06-05 | 2020-06-04 | |
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2006-06-28 | 2009-01-01 |
| Rep | Asset management | 2006-06-28 | 2009-01-01 | |
| PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2006-06-28 | 2009-01-01 |