Li, Zimu 李子木

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2019-10-16	-
	RO	Asset management	2019-10-16	-
	Rep	Advising on securities	2019-01-24	2019-10-16
	Rep	Asset management	2019-01-24	2019-10-16
Morgan Stanley Asia Limited	Rep	Advising on securities	2006-07-03	2008-03-03
	Rep	Dealing in securities	2006-07-03	2008-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2019-10-16	-
	RO	Asset management	2019-10-16	-
	Rep	Advising on securities	2019-01-24	2019-10-16
	Rep	Asset management	2019-01-24	2019-10-16
Morgan Stanley Asia Limited	Rep	Advising on securities	2006-07-03	2008-03-03
	Rep	Dealing in securities	2006-07-03	2008-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.