Personnel Hong Kong SFC License Details (ID 118942)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAIIS Limited	Rep	Advising on securities	2009-03-18	2010-10-01
	Rep	Dealing in securities	2009-03-18	2010-10-01
FT Securities Limited	Rep	Advising on futures contracts	2006-07-05	2009-02-20
	Rep	Dealing in futures contracts	2006-07-05	2009-02-20
	Rep	Dealing in securities	2006-07-05	2009-02-20