| Standard Chartered Securities (Hong Kong) Limited | RO | Advising on futures contracts | 2018-08-03 | - |
| RO | Dealing in futures contracts | 2018-08-03 | - |
| Rep | Advising on futures contracts | 2017-09-05 | 2018-08-03 |
| Rep | Dealing in futures contracts | 2017-09-05 | 2018-08-03 |
| RO | Advising on futures contracts | 2012-12-17 | 2016-04-01 |
| RO | Dealing in futures contracts | 2012-12-17 | 2016-04-01 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-07-06 | 2011-07-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-06 | 2011-07-22 |