Personnel Hong Kong SFC License Details (ID 119037)

Personnel Hong Kong SFC License Details (ID 119037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2014-06-13	2015-04-28
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2010-07-01	2010-07-23
	RO	Dealing in securities	2010-04-14	2010-07-01
	Rep	Dealing in securities	2009-12-16	2010-04-14
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-07-17	2008-11-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-07-17	2008-11-19
	Rep	Dealing in securities	2006-07-17	2008-11-19