Personnel Hong Kong SFC License Details (ID 119043)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2009-07-06	2011-02-24
	Rep	Advising on securities	2009-06-15	2011-02-24
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-08-15	2009-01-14