| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2018-12-14 | - |
| RO | Advising on securities | 2018-12-14 | 2024-02-23 |
| Everbright Securities Investment Services (HK) Limited | RO | Advising on securities | 2018-12-14 | - |
| RO | Dealing in securities | 2018-12-14 | - |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-10-18 | 2018-12-14 |
| Rep | Dealing in securities | 2018-10-18 | 2018-12-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-10-18 | 2018-12-14 |
| Rep | Dealing in securities | 2018-10-18 | 2018-12-14 |
| KGI ASIA LIMITED | RO | Advising on securities | 2018-02-05 | 2018-09-10 |
| RO | Dealing in securities | 2018-02-05 | 2018-09-10 |
| Rep | Advising on securities | 2017-10-03 | 2018-02-05 |
| Rep | Dealing in securities | 2017-10-03 | 2018-02-05 |
| Rep | Advising on securities | 2017-08-08 | 2017-10-02 |
| Rep | Dealing in securities | 2017-08-08 | 2017-10-02 |
| Crosby Securities Limited | RO | Advising on securities | 2017-05-05 | 2017-06-30 |
| RO | Dealing in securities | 2017-05-05 | 2017-06-30 |
| Rep | Asset management | 2015-12-04 | 2017-06-30 |
| Rep | Advising on securities | 2015-08-24 | 2017-05-05 |
| Rep | Dealing in securities | 2015-08-24 | 2017-05-05 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2013-06-25 | 2015-07-24 |
| Rep | Dealing in securities | 2013-06-25 | 2015-07-24 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-06-22 | 2013-04-11 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-07-18 | 2008-08-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2008-08-11 |