Personnel Hong Kong SFC License Details (ID 11907)

Personnel Hong Kong SFC License Details (ID 11907)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	RO	Asset management	2004-12-16	-
KARL THOMSON FINANCIAL ADVISORY LIMITED	RO	Advising on corporate finance	2004-11-26	-
KARL THOMSON FINANCE LIMITED	RO	Securities margin financing	2003-04-01	-
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	RO	Advising on securities	2003-04-01	-
KARL-THOMSON COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2003-04-01	-
	RO	Advising on futures contracts	2003-04-01	2004-11-25
	RO	Asset management	2003-04-01	2004-11-25
KARL-THOMSON SECURITIES COMPANY LIMITED	RO	Asset management	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2004-11-25
	RO	Advising on securities	2003-04-01	2004-11-25
	RO	Providing automated trading services	2003-04-01	2004-11-25