Personnel Hong Kong SFC License Details (ID 119086)

Personnel Hong Kong SFC License Details (ID 119086)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuan Tong Global Asset Management Limited	Rep	Asset management	2021-10-08	2022-04-19
Yuan Tong Global Securities Limited	Rep	Advising on securities	2021-10-08	2022-04-19
	Rep	Dealing in securities	2021-10-08	2022-04-19
QUASAR ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-01-23	2021-05-26
	Rep	Asset management	2018-01-23	2021-05-26
QUASAR SECURITIES CO., LIMITED	Rep	Dealing in securities	2018-01-23	2021-05-26
GRANSING SECURITIES CO., LIMITED	Rep	Advising on securities	2015-12-29	2018-01-05
	Rep	Asset management	2015-12-29	2018-01-05
	Rep	Dealing in securities	2015-07-20	2018-01-05
Yunfeng Securities Limited	Rep	Dealing in securities	2013-12-27	2014-12-30
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2012-10-05	2014-12-30
KGI ASIA LIMITED	Rep	Dealing in securities	2009-10-05	2010-03-29
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-10-05	2010-03-29
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2008-06-23	2009-08-22
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2007-08-07	2009-08-22
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-07-21	2007-06-30